Internal Fraud

This is the second installment in my four-part series on fraud. In the first installment I presented the Fraud Triangle. All three elements must be present for fraud to occur: pressure, opportunity and rationalization. In this installment I cover Internal Fraud. That is, fraud committed by employees rather than outsiders. Fraud committed by outsiders, External […]

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The Fraud Triangle

In my career I’ve been exposed to fraud only a few times. My impression used to be that fraud is relatively rare. Maybe it was or maybe my experience wasn’t representative, but it seems that fraud has become a lot more common. Technology has certainly made it easier to steal. Fortunately, technology has made it […]

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The Art of Listening

I believe that listening is one of the most important things we can do. Note I said “can” do because most people don’t do it or don’t do it well. I’m talking here about active, engaged listening. Not listening while distracted, multi-tasking, hungry or preoccupied. And not listening, just waiting for a pause, so that […]

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QuickBooks as the Industry Standard

QuickBooks has established itself as the standard accounting software for small (and not-so-small) businesses. A few years ago, the Journal of Accounting, the official publication of the American Institute of CPAs, did a survey on small business accounting softwares. The result was that QuickBooks has a 90% market share, Peachtree has a 9% market share […]

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Functions of a Professional Manager

I’ve written previously about the difficult transition from doer to manager; the toughest transition in business in my mind. And rarely do we become a pure manager in small to medium-sized businesses. Instead, we usually retain some “doing” while most of our time is spent “managing.” Still, we can all learn to be better managers […]

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Financial Holy Trinity

When I approach a business with financial challenges, and most have financial challenges, I use a triage approach I call “The Financial Holy Trinity.” Really, it is this approach that informs almost everything I do in a business. My belief is that there short, medium and long-term financial concerns in a business. The Financial Holy […]

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SRO Budgeting and SMART Goals

It is the time of year when most companies are doing their budgeting for the next year. This can be a frustrating and time consuming exercise. It is also important. Does every company need a budget? I don’t think so. Smaller companies, where the owner is very close to the transactions, may not need a […]

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Do You Have a 2020 Vision?

That title line isn’t about your eyesight. It doesn’t ask whether you have 20-20 vision. It asks whether you have A Vision for the year 2020; five years from now. While predicting the future is always tough, even three years out, how can one predict ten years from now? It is difficult, I agree, especially […]

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Financial Ratio Analysis

Ratio Analysis is the most common tool for analyzing financial statements and what they can tell us about a business. Ratio Analysis starts with the business’s (presumably) accurate financial statements. Those statements provide an accounting picture of the operations (for a period) and the financial position (at a point in time). While financial statements are […]

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